Regulatory Practice

Our cross-disciplinary practice advises on an ever-evolving regulatory and compliance landscape, including those arising from the Securities and Futures Act (“SFA”), Financial Advisers Act (“FAA”), Payment Services Act, and Banking Act amongst others.

We have assisted with:

• anti-money laundering exercises;
• bank mergers:
• marketing of collective investment schemes investment products such as the offering rules under the SFA;
• share disclosure requirements under the SFA and the SGX Listing Manual;
• licensing and regulatory issues concerning asset managers under the SFA;
• authorisation and recognition of funds for public offer in Singapore (including the listing of ETFs); and
• licensing and regulatory issues concerning financial advisors under the FAA.

We also guide our clients through communication with, and submissions to, regulatory authorities (such as the Monetary Authority of Singapore and the SGX).